Agentic AI Reference Architecture

Governance & Compliance · Data artifact

Compliance Policy Rule Set

Data artifactGovernance & ComplianceSafety, Security & Governancearc:DomainPolicyDocument

A configuration of business policy limits, such as maximum discounts, refund windows and eligibility rules, against which evaluated responses are checked.

Responsibility. Declares the policy limits used to judge response compliance.

Also known as: Policy document, Business rules, Clinical practice guidelines, Procurement policy, Financial compliance rules, Company return and refund policy, Return policy, Executable policy rules, Refund and warranty limits, Fair lending policy rules, Decision policy thresholds

configures; is read byconstrains; is read byconstrainsis read byis read byconfiguresis read byconfiguresis read byconfiguresAction Policy Engine: configures; is read byAction Policy EngineWeb Navigation Agent: constrains; is read byWeb Navigation AgentAgent Controller: constrainsAgent ControllerWorkflow Orchestrator: is read byWorkflow OrchestratorPolicy Adherence Evaluator: is read byPolicy Adherence EvaluatorDomain Compliance Rail: configuresDomain Compliance RailIntermediate Explanation View: is read byIntermediate Explanation…Disclaimer Injector: configuresDisclaimer InjectorSynthetic Scenario Generator: is read bySynthetic Scenario Gener…Rule-Based Compliance Scorer: configuresRule-Based Compliance Sc…
Direct neighbourhood (hover for relationship types)

Relationships

configures structural

is read by dependency

constrains control

Design guidance

Classification

Patterns
Policy embedding as first-class evaluation dimension
Technologies
tau-bench
Quality attributes
Transparency and accountability (NIST AI RMF: accountable and transparent)
Risks mitigated
Policy violationsRegulatory penaltiesAgents exceeding stated authorityUnauthorized discounts or commitments
Frameworks & regulations
HIPAASEC trading rulesFDA guidelinesGDPRAML rules

Sources

  1. Ch3.1B: T. Nguyen, "Implement Evaluation Pipelines and Task Benchmarks - Guided Practice," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 3.1B. ISBN: 9798244538229.
  2. Ch3.3: T. Nguyen, "Web Navigation and Interaction Benchmarks," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 3.3. ISBN: 9798244538229.
  3. Ch9.1: T. Nguyen, "Output Filtering and Content Moderation," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 9.1. ISBN: 9798244538229.
  4. Ch9.5: T. Nguyen, "Constitutional AI," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 9.5. ISBN: 9798244538229.
  5. Ch10.1: T. Nguyen, "Conversational UI," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 10.1. ISBN: 9798244538229.
  6. Ch10.4: T. Nguyen, "Human-in-the-Loop," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 10.4. ISBN: 9798244538229.
  7. Ch10.5: T. Nguyen, "Human-over-the-Loop," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 10.5. ISBN: 9798244538229.