Governance & Compliance · Human role
Regulatory Authority
Human roleGovernance & ComplianceSafety, Security & Governancearc:RegulatoryAuthority
An external regulator or supervisory body that receives required documentation and transparency information and investigates whether an organization's AI systems comply with applicable law.
Responsibility. Receives breach notifications and reviews compliance records.
Also known as: Data protection authority, DPA, Supervisory authority, Regulator
Relationships
receives data from dynamic
audits assurance
Design guidance
- SHOULD be given access to documentation under confidentiality obligations; inability to share with regulators creates compliance risk.
Quantitative guidance
As stated by the sources; verify before use.
- EU AI Act fines up to EUR 30M or 6% of revenue (prohibited risk), EUR 20M or 4% (high-risk non-compliance), EUR 10M or 2% (transparency violations) (Ref9.03).
Classification
- Frameworks & regulations
- GDPR Art. 33EU AI Act (high-risk requirements)EU AI ActGDPRFDA guidance on AI/ML in medical devices
Sources
- Ch9.7: T. Nguyen, "GDPR and Data Protection Regulations," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 9.7. ISBN: 9798244538229.
- Ch9.8: T. Nguyen, "Standards and Frameworks for AI Governance," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 9.8. ISBN: 9798244538229.
- Ch10.5: T. Nguyen, "Human-over-the-Loop," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 10.5. ISBN: 9798244538229.
- Ref9.03: "Regulatory Compliance Frameworks for AI Systems," unpublished reference note (references/Chapter 9 - Safety, Ethics, and Compliance/03-Regulatory-Compliance-Frameworks.md), Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam supplementary materials, 2026. unpublished note
- Ref9.05: "Privacy and Data Protection for AI Systems," unpublished reference note (references/Chapter 9 - Safety, Ethics, and Compliance/05-Privacy-Data-Protection.md), Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam supplementary materials, 2026. unpublished note