Agentic AI Reference Architecture

Governance & Compliance · Software component

Remediation Tracker

Software componentGovernance & ComplianceSafety, Security & Governancearc:RemediationTracker

A governance component that tracks audit findings, nonconformities and planned mitigations through owner assignment, corrective action and verified closure.

Responsibility. Drives each finding or mitigation to verified closure.

Also known as: Corrective action tracking, Nonconformity management, Mitigation progress tracking

writessends data toreceives data fromreadsreceives data fromreceives data fromHarm Risk Register: writesHarm Risk RegisterService Owner: sends data toService OwnerControl Effectiveness Evaluator: receives data fromControl Effectiveness Ev…Risk Treatment Plan: readsRisk Treatment PlanCompliance Audit Report: receives data fromCompliance Audit ReportPost-Incident Report: receives data fromPost-Incident Report
Direct neighbourhood (hover for relationship types)

Relationships

reads dependency

writes dependency

receives data from dynamic

sends data to dynamic

Design guidance

Classification

Patterns
Corrective and preventive actionRoot cause analysis
Quality attributes
Transparency and accountability (NIST AI RMF: accountable and transparent)Maintainability (ISO/IEC 25010)
Risks mitigated
Recurring nonconformitiesOpen findings without owners
Frameworks & regulations
ISO/IEC 42001 §10 ImprovementNIST AI RMF: MANAGE

Sources

  1. Ch9.8: T. Nguyen, "Standards and Frameworks for AI Governance," in Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam, 1st ed. 2026, ch. 9.8. ISBN: 9798244538229.
  2. Ref9.06: "Auditing and Compliance Monitoring for AI Systems," unpublished reference note (references/Chapter 9 - Safety, Ethics, and Compliance/06-Auditing-Compliance-Monitoring.md), Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam supplementary materials, 2026. unpublished note
  3. Ref9.07: "Risk Assessment and Management for AI Systems," unpublished reference note (references/Chapter 9 - Safety, Ethics, and Compliance/07-Risk-Assessment-Management.md), Mastering Agentic AI Systems: Guide for the NVIDIA NCP-AAI Exam supplementary materials, 2026. unpublished note